The client is the parent of a group of several successful financial services member companies offering a variety of finance, insurance, and retirement products through multiple distribution channels. Client faced regulatory risks with complex universal life policies due to outdated systems. Client, who used multiple aging legacy systems, identified several gaps in compliance in the handling of guideline premiums, corridor testing, and tax reporting. Our domain led cross-functional agile team delivered 70+ corrections, reviewed compliance for over 55,000 policies, and made corrections to over 1,200 policies with incorrect past processing identified.